Goals of the Institutional Compliance Committee

To develop an institutional compliance program that:

• Evaluates and identifies risks that are critical to the institution


• Ensures that critical institutional risks are properly managed by the appropriate individuals


• Provides all employees with the training necessary to do their jobs and understand the relevant compliance issues


• Provides ongoing positive assurance to managers, executive officers, and the Board of Regents regarding the status of critical institutional risks


• Provides all employees with an opportunity to report issues of potential non-compliance in a manner that preserves confidentiality